| |
| |
|
Structure Analysis & Creation
ü
Product Development, Market and Industry Comparison
ü
Customized Structure Creation ($1 MM minimum)
ü
Aggregated Hedge Pricing benefit
ü
Structure pricing and cost to add various interest features and perks
for Customers
Training & Servicing
ü
Timelines and processes for internal development and processing
ü
Detailed Accounting and Operation Staff Training
ü
Sales Training & Servicing via face-to-face, web cast, phone
ü
Template Brochure and Marketing Materials
ü
Ongoing Relationship Management Support
ü
Suitability Guidelines |
 |
|
Compliance, Operations and Accounting
ü
Regulatory & Compliance Assistance
ü
Policy Development (Risk Management, Disclosure, Board Resolutions,
etc.)
ü
Accounting and Call/Thrift Reporting with recurring Mark-to Market
interface with quarterly independent valuation validation
ü
Market Pricing for Customer Statements and 1099 Tax Reporting
ü
Index License access
ü
Brokered CD processing with cusip establishment, Master Certificate
generation and settlement
ü
Facilitate early withdrawals and death puts
ü
Maturity Payout & Notices to Customers
ü
Internet Web Page Development
ü
Escrow Agent for Settlements
ü
1-800 Customer Service |
| |
